Christopher Robert
Professional summary
Christopher Robert, who also goes by Christopher R Robert, Christopher Roger Robert, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robert's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262January 9, 2024 - March 13, 2026
FIDELITY BROKERAGE SERVICES LLC
October 22, 2010 - December 1, 2023
NATIONAL FINANCIAL SERVICES LLC
October 23, 2009 - July 1, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 2005 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 15, 2002 - June 4, 2003
QUICK & REILLY, INC.
December 10, 2001 - May 24, 2002
PRUDENTIAL EQUITY GROUP, LLC
February 21, 2001 - October 16, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/18/2025
Operations Professional ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Westlake, TX 76262TRUST BUT VERIFY
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