John K. Sosnowy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kenneth Sosnowy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 9 firms and has passed the Series 65, Series 63, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2012 - April 22, 2016
FLEXIBLE PLAN INVESTMENTS LTD
May 24, 2001 - April 2, 2012
SOSNOWY INVESTMENT MANAGEMENT COMPANY
October 14, 1994 - December 31, 2003
SIMCO
December 16, 1989 - December 31, 1994
LPL FINANCIAL LLC
January 11, 1984 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
April 9, 1981 - January 1, 1984
SCHNEIDER, BERNET & HICKMAN, INC.
December 12, 1978 - May 8, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 1974 - September 1, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
October 22, 1969 - June 24, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
FLEXIBLE PLAN INVESTMENTS LTD
CRD#: 110762 / SEC#: 801-21073
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 10/21/1969
General Securities Principal ExaminationSeries 1
Date: 10/21/1969
Registered Representative ExaminationCurrent Firm
FLEXIBLE PLAN INVESTMENTS LTD
CRD#: 110762 / SEC#: 801-21073
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,557 |
| AUM (Assets Under Management) | $ 1,536,363,862 |
Red Flags
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