Thomas Wesley Duncan
Professional Summary
Thomas Wesley Duncan, who also goes by Tom Duncan, is a registered financial advisor currently at VISION CAPITAL PARTNERS located in Ann Arbor, Michigan and OSAIC WEALTH, INC. located in Ann Arbor, Michigan. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Duncan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
VISION CAPITAL PARTNERS | VISION CAPITAL PARTNERS, INC.
Contact Information
Main Address
2211 Old Earhart Rd. Suite 155, Ann Arbor, MI 48105Phone Number
(734) 356-3250# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
382AUM (Assets Under Management)
$168,286,770Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
VISION CAPITAL PARTNERS | VISION CAPITAL PARTNERS, INC.
State Registrations and Notice Filings
(3/14/2023)
(8/23/2024)
(8/23/2024)
(8/23/2024)
(10/6/2022)
(7/10/2025)
(8/23/2024)
(8/23/2024)
(7/17/2015)
(8/23/2024)
(8/23/2024)
(10/3/2016)
(8/23/2024)
(1/26/2026)
(5/10/2025)
(8/23/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Wesley Duncan's CRS (Customer Relationship Summary).
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