Thomas W. Duncan

VISION CAPITAL PARTNERS

Ann Arbor, MI 48105

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CRD#: 4309377

Professional summary

Thomas Wesley Duncan, who also goes by Tom Duncan, is a registered financial advisor currently at VISION CAPITAL PARTNERS located in Ann Arbor, Michigan and OSAIC WEALTH, INC. located in Ann Arbor, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Duncan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-VISION CAPITAL PARTNERS; INVESTMENT RELATED; 2711 OLD EARHART RD, SUITE 155, ANN ARBOR, MI 48105; RIA; IAR; 2006; 20 HRS/MONTH; 20 HRS/DAY; COMPENSATION-FEE BASED ON AUM; FINANCIAL ADVICE, FEE BASED INVESTMENT MANAGEMENT 2-INSURANCE LICENSED WITH MULTIPLE CARRIERS; NON-INVESTMENT RELATED; 7609 W. JEFFERSON BLVD. FORT WAYNE, IN 46804; INSURANCE AGENCY/BROKERAGE; AGENT; 2006; 5 HR/MONTH; 5 HR/DAY; COMPENSATION-COMMISSIONS ON LIFE INSURANCE; SELL LIFE INSURANCE POLICIES. 3. VCP DETROIT; NOT INVESTMENT RELATED; 28175 HAGGERTY ROAD,Novi, MI 48377; S-CORP; PRESIDENT; 2006; 10HR/MO; 1HR/DAY; FEES AND COMMISSIONS PAID DIRECTLY TO TOM DUNCAN FLOW THROUGH THIS S-CORP COMPENSATION IS FEES/COMMS LESS BUSINESS EXPENSES; MANAGE BUSINESS/PRACTICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wesley Duncan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2015 - Present

VISION CAPITAL PARTNERS

Office #1: 2211 Old Earhart Rd. Suite 155, Ann Arbor, MI 48105

RIA

CRD#: 175147

Ann Arbor, MI

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2211 Old Earhart Road Suite 155, Ann Arbor, MI 48105Office #2: 28175 Haggerty Rd, Novi, MI 48377

RIA

CRD#: 23131

Ann Arbor, MI

Past

February 7, 2007 - July 20, 2015

HENRICKSON NAUTA WEALTH ADVISORS, INC.

RIA

CRD#: 141201

NORTHVILLE, MI

Past

August 11, 2006 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Novi, MI

Past

January 4, 2001 - April 1, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 4, 2001 - August 14, 2006

OSAIC FA, INC.

CRD#: 3978

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISION CAPITAL PARTNERS

CRD#: 175147 / SEC#: 801-100364

RIA

Registered Investment Advisory firm - (6/12/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(3/14/2023)

Florida
(8/23/2024)

Georgia
(8/23/2024)

Illinois
(8/23/2024)

IAR

Indiana
(10/6/2022)

Indiana
(7/10/2025)

Kentucky
(8/23/2024)

Maryland
(8/23/2024)

IAR

Michigan
(7/17/2015)

Michigan
(8/23/2024)

Nevada
(8/23/2024)

IAR

Ohio
(10/3/2016)

Ohio
(8/23/2024)

Tennessee
(8/23/2024)

Texas
(5/10/2025)

Washington
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VISION CAPITAL PARTNERS

CRD#: 175147 / SEC#: 801-100364

RIA

Registered Investment Advisory firm - (6/12/2015 Approved)

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Contact information

Main Address

2211 Old Earhart Rd. Suite 155, Ann Arbor, MI 48105

Mailing Address

Phone number

(734) 356-3250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (9/16/2025)

Regulatory assets under management

Total Number of Accounts	366
AUM (Assets Under Management)	$ 146,562,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas W. Duncan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wesley Duncan's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

HENRICKSON NAUTA WEALTH ADVISORS, INC.

TRIAD ADVISORS LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

VISION CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2006

Series 63

Date: 3/16/2001

SIE

Date: 10/1/2018

Series 7

Date: 1/3/2001

FINRA

Current Firm

VISION CAPITAL PARTNERS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISION CAPITAL PARTNERS

TRUST BUT VERIFY

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