Stuart Colin Patterson
Professional Summary
Stuart Colin Patterson, who also goes by ., Stuart Patterson, is a registered financial advisor currently at CAVU SECURITIES LLC located in Red Bank, New Jersey. Stuart is registered as a RR (Registered Representative) and started their career in finance in 2000. Stuart has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stuart Colin Patterson, ., Stuart Patterson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC
Contact Information
Main Address
331 Newman Springs Rd Suite 320, Red Bank, NJ 07701Mailing Address
331 Newman Springs Rd Suite 320, Red Bank, NJ 07701Phone Number
(212) 916-3840Established
Delaware since 08/02/2010Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/28/2019)
(11/15/2021)
(3/28/2019)
(1/18/2022)
(1/6/2016)
(3/28/2019)
(1/7/2016)
(3/28/2019)
(1/6/2016)
(3/28/2019)
(3/28/2019)
(3/17/2020)
(8/28/2019)
(3/28/2019)
(8/16/2021)
(8/28/2019)
(10/14/2021)
(3/28/2019)
(1/6/2016)
(4/14/2021)
(1/6/2016)
(2/11/2021)
(10/14/2021)
(11/22/2021)
(8/29/2019)
(3/28/2019)
(2/18/2022)
(3/19/2020)
(3/28/2019)
(3/28/2019)
(1/7/2016)
(10/25/2021)
(12/17/2013)
(1/8/2016)
(10/14/2021)
(1/6/2016)
(8/28/2019)
(3/28/2019)
(3/28/2019)
(3/28/2019)
(1/7/2016)
(8/28/2019)
(1/8/2016)
(3/28/2019)
(3/9/2020)
(3/28/2019)
(3/28/2019)
(3/25/2020)
(1/7/2016)
(10/15/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stuart Colin Patterson's CRS (Customer Relationship Summary).
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