Richard Anthony Sorrentino
Professional Summary
Richard Anthony Sorrentino is a registered financial advisor currently at PAULSON INVESTMENT COMPANY LLC located in Hazlet, New Jersey and JWTT, LLC located in Hazlet, New Jersey. Richard is registered as a RR (Registered Representative) and started their career in finance in 1969. Richard has worked at 21 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, Series 7TO, SIE, Series 55, PC, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
JWTT INC. | JWTT, LLC
Contact Information
Main Address
12 Crown Plaza Suite 201-a, Hazlet, NJ 07730Mailing Address
12 Crown Plaza Suite 201-a, Hazlet, NJ 07730Phone Number
(971) 323-0700Established
Delaware since 05/01/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (44 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | — |
| CLARK, CHRISTOPHER STEVEN | DIRECTOR | 1952666 |
| INGRASSIA, ALBERT | CEO | 2420276 |
| PARIGIAN, THOMAS STEWART | DIRECTOR | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | DIRECTOR | 1352722 |
| SORRENTINO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 430898 |
| WINKS, MALCOLM ALEXANDER | CFO, FINOP | 5153752 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/30/2021)
(1/30/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999PC — AMEX Put and Call Exam
Passed Aug 1977Series 1 — Registered Representative Examination
Passed Nov 1969SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Sorrentino's CRS (Customer Relationship Summary).
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