Frank Anthony Lipari
Professional Summary
Frank Anthony Lipari, who also goes by Frank Lipari, was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 2000 - 2018. Frank had worked at 9 firms and has passed the Series 7A and Series 25 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank Lipari
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
QUATTRO M SECURITIES INC.
Contact Information
Main Address
501 Fifth Avenue 15th Floor, New York, NY 10017Mailing Address
735 Ridgefield Road, Wilton, CT 06897Phone Number
(212) 402-1441Established
New York since 12/07/1994Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 7A — Floor Broker Representative Exam
Passed Apr 2005Series 25 — NYSE Trading Assistant Examination
Passed Mar 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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