James Kruse
Professional summary
James Kruse, who also goes by James F Kruse, James Francis Kruse, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Kruse's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2020 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932December 17, 2018 - March 13, 2019
NYLIFE SECURITIES LLC
December 20, 2017 - November 1, 2018
PNC WEALTH MANAGEMENT LLC
December 20, 2017 - November 1, 2018
PNC WEALTH MANAGEMENT LLC
March 17, 2015 - November 28, 2017
PRUCO SECURITIES, LLC.
March 5, 2015 - November 28, 2017
PRUCO SECURITIES, LLC.
April 29, 2014 - March 19, 2015
J.P. MORGAN SECURITIES LLC
April 28, 2014 - March 19, 2015
J.P. MORGAN SECURITIES LLC
October 17, 2012 - April 14, 2014
PRUCO SECURITIES, LLC.
October 17, 2012 - April 14, 2014
PRUCO SECURITIES, LLC.
September 2, 2011 - June 14, 2012
MORGAN STANLEY
August 25, 2011 - June 14, 2012
MORGAN STANLEY
October 1, 2000 - February 24, 2011
UPHOLD SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 25
Date: 3/30/1999
NYSE Trading Assistant ExaminationFINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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