Daniel J. Quinn
Professional summary
Daniel John Quinn, who also goes by Daniel Quinn, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel John Quinn's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 425 East 86th Street Apt 1f, New York, NY 10028October 25, 2016 - March 31, 2020
PRUCO SECURITIES, LLC.
June 1, 2016 - October 6, 2016
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
March 12, 2008 - April 11, 2013
MML INVESTORS SERVICES, LLC
November 9, 2007 - February 26, 2008
MSI FINANCIAL SERVICES, INC.
February 24, 2006 - February 14, 2007
BANC OF AMERICA SPECIALIST, INC.
January 6, 2005 - February 14, 2006
BEAR WAGNER SPECIALISTS LLC
October 1, 2000 - December 17, 2004
BANC OF AMERICA SPECIALIST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2022)
(3/26/2020)
(10/1/2024)
(3/26/2020)
(3/26/2020)
Exams
Series 21
Date: 10/10/2000
NYSE Front Line Specialist ClerkSeries 25
Date: 10/28/1999
NYSE Trading Assistant ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
