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VM

Vincent Morano

SUSQUEHANNA SECURITIES
New York, NY 10001
Some features on this profile are disabled
CRD#: 4308825
VM

Professional summary

Vincent Morano is a registered financial professional currently at SUSQUEHANNA SECURITIES, LLC located in New York, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 2000. Vincent has worked at 5 firms and has passed the Series 21 and Series 25 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Morano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2015 - Present

SUSQUEHANNA SECURITIES, LLC

Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001
BD
CRD#: 35874
New York, NY
Past

March 11, 2008 - March 20, 2008

SIG BROKERAGE, LP

BD
CRD#: 100400
NEW YORK, NY
Past

November 30, 2007 - March 20, 2008

SIG INDEX SPECIALISTS, LLC

BD
CRD#: 120014
NEW YORK, NY
Past

July 9, 2001 - December 5, 2007

SIG SPECIALISTS, INC.

BD
CRD#: 21831
NEW YORK, NY
Past

October 1, 2000 - July 9, 2001

WEISKOPF, SILVER SPECIALISTS L.L.C.

BD
CRD#: 32962
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 21
Date: 9/21/2000
NYSE Front Line Specialist Clerk
General Industry/Product Exam
RR
Series 25
Date: 7/22/1999
NYSE Trading Assistant Examination
SRO Registrations
RR
NYSE American LLC

Current Firm

SS
SUSQUEHANNA SECURITIES, LLC
SUSQUEHANNA SECURITIES | SUSQUEHANNA SECURITIES, LLC

CRD#: 35874 / SEC#: , 8-47034

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
Phone number
(610) 617-2600
Established
Delaware since 08/31/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SSUS HOLDINGS, LLCMEMBER
DOHERTY, MICHAEL PATRICKCHIEF COMPLIANCE OFFICER703900
FERNANDEZ, ALEJANDROPRESIDENT4552870
JAMACA, MELISSAFINOP7478107
SIMPSON, MICHAEL ROBERTPOO7521292

Disclosures

Regulatory Event60

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUSQUEHANNA SECURITIES, LLC

CRD#: 35874New York, NY 10001

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