Thomas E. Jacobson
Professional summary
Thomas Edward Jacobson, who also goes by Thomas Jacobson, Thomas Jacobson, is a registered financial professional currently at ROTH CAPITAL PARTNERS, LLC located in Stamford, Connecticut.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2000. Thomas has worked at 7 firms and has passed the Series 99TO, Series 57TO, Series 7TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Edward Jacobson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2025 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 677 Washington Blvd. Suite 510, Stamford, CT 06901March 2, 2016 - April 26, 2021
TOURMALINE PARTNERS, LLC
July 2, 2012 - March 2, 2016
MKM PARTNERS LLC
April 5, 2011 - June 15, 2012
ACCESS SECURITIES, LLC
January 18, 2007 - January 4, 2011
ACCESS SECURITIES, LLC
October 6, 2006 - January 16, 2007
TULLETT PREBON FINANCIAL SERVICES LLC
March 20, 2001 - November 11, 2002
REDI GLOBAL TECHNOLOGIES LLC
October 1, 2000 - March 20, 2001
BENJAMIN JACOBSON & SONS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/2/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 12/7/2022
General Securities Representative ExaminationSeries 55
Date: 7/10/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
ROTH CAPITAL PARTNERS, LLC
CRD#: 15407 / SEC#: , 8-32129
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CR FINANCIAL HOLDINGS, INC. | MEMBER | |
| AKDENIZ, NAZAN | COO | 2522215 |
| GUREWITZ, AARON MICHAEL | CO-CHIEF EXECUTIVE OFFICER | 2244273 |
| LAMARCHE, KRISTIN DIANE | CHIEF COMPLIANCE OFFICER | 2582393 |
| MORK, JONATHAN ANDREW | MANAGER | 4349125 |
| PANAGIOTIDIS, ALEX | ROSFP | 4582559 |
| PLATT, RICHARD L | GENERAL COUNSEL | 2059118 |
| ROTH, BYRON CLARENCE | CHAIRMAN/MANAGER | 1768553 |
| ROTH, GORDON JAMES | CHIEF FINANCIAL OFFICER/FINOP/MANAGER | 3167226 |
| ROTH, THEODORE DAVID | VICE CHAIRMAN | 4615931 |
| SHETH, SAGAR ARVIND | CO-CHIEF EXECUTIVE OFFICER | 5209865 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
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