Kenneth W. Jankowsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth William Jankowsky, who also goes by Ken William Jankowsky, Ken Jankowsky, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2000. Kenneth had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2014 - September 10, 2015
MONTECITO ADVISORS, INC.
August 17, 2009 - March 15, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 25, 2007 - July 20, 2009
TAG SECURITIES CORP.
October 26, 2006 - April 30, 2007
G.P. DIRECT CORP.
October 3, 2005 - October 31, 2006
LABRANCHE FINANCIAL SERVICES, LLC
April 11, 2005 - October 27, 2006
BAY CREST PARTNERS, LLC
October 29, 2001 - April 12, 2005
R.J. MURPHY & ASSOCIATES, LLC
October 1, 2000 - October 29, 2001
R. J. MURPHY EXECUTIONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 10/12/1999
NYSE Trading Assistant ExaminationCurrent Firm
MONTECITO ADVISORS, INC.
CRD#: 104004 / SEC#: , 8-52471
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GENADRY, ELIE MICHEL | CHAIRMAN OF THE BOARD, LTD PRINCIPAL | 721443 |
| BANERJEE, DEBASISH ("NMN") | CO-FINOP | 1555979 |
| KAPERNEKAS, ATHANASIOS G | TRADE RISK MANAGER | 4183213 |
| WOLF, ALEXANDER VICTOR | CFO, CO-FINOP | 2155490 |
| WOLF, ALEXANDER VICTOR | GSP | 2155490 |
| ZOPP, MELANIE ALANE | CHIEF COMPLIANCE OFFICER, GSP | 4671608 |
| ZOPP, MELANIE ALANE | CEO | 4671608 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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