Craig M. Seligman
Professional summary
Craig Marshall Seligman, who also goes by Craig Seligman, is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2000. Craig has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 25, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Marshall Seligman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2020 - Present
TRADEZERO AMERICA, INC.
Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232February 12, 2018 - June 30, 2020
AEGIS CAPITAL CORP.
March 30, 2015 - February 12, 2018
BENJAMIN & JEROLD BROKERAGE I, LLC
February 4, 2013 - April 21, 2015
G&L PARTNERS, INC.
February 20, 2007 - January 31, 2013
THE GRISWOLD COMPANY, INCORPORATED
March 4, 2005 - December 21, 2005
LABRANCHE FINANCIAL SERVICES, LLC
October 1, 2000 - February 26, 2007
J.P. DALTON & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/9/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 4/25/2000
NYSE Trading Assistant ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
Current Firm
TRADEZERO AMERICA, INC.
CRD#: 282940 / SEC#: , 8-69736
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| CURET, JEFFREY HOWARD | REGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER | 4711190 |
| HAUPT, MICHAEL S | CEO | 2865821 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| ORTEGON, MARY ANNETTE | MARKETING REGISTERED OPTIONS PRINCIPAL | 1297351 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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