David Pologruto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Pologruto was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 5 firms and has passed the Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2012 - August 10, 2012
GETCO SECURITIES, LLC
July 2, 2012 - October 31, 2013
VIRTU AMERICAS LLC
January 3, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 1, 2002 - January 3, 2011
KELLOGG CAPITAL MARKETS, LLC
October 1, 2000 - April 5, 2001
BUTTONWOOD SPECIALISTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 10/21/2003
NYSE Front Line Specialist ClerkSeries 25
Date: 2/29/2000
NYSE Trading Assistant ExaminationCurrent Firm
GETCO SECURITIES, LLC
CRD#: 151233 / SEC#: , 8-68352
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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