Michael Casey
Professional summary
Michael Casey, who also goes by Mike Casey, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 5 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Casey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2018 - Present
PRIME EXECUTIONS, INC.
Office #1: 11 Wall Street (nyse Trading Floor)., New York, NY 10005October 2, 2017 - February 27, 2018
GREYWOLF EXECUTION PARTNERS, INC.
April 4, 2014 - October 2, 2017
GLOBAL DIRECT EQUITIES, LLC
June 11, 2013 - April 1, 2014
E&J SECURITIES CORP.
October 1, 2000 - October 29, 2010
WJB CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 5/29/2002
Floor Broker Representative ExamSeries 25
Date: 2/17/2000
NYSE Trading Assistant ExaminationNew York Stock Exchange
Current Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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