VQ
Vincent J. Quinones
DRIVEWEALTH INSTITUTIONAL LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 4308610
VQ
Professional summary
Vincent Joseph Quinones, who also goes by VIncent Quinones, is a registered financial professional currently at DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York and DRIVEWEALTH, LLC located in New York, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1993. Vincent has worked at 4 firms and has passed the Series 63, Series 57TO, Series 62, Series 99TO, SIE, Series 55, Series 7, Series 7A, Series 10, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vincent Quinones
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Vincent Joseph Quinones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2011 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 11 Wall Street, New York, NY 10005Office #2: 28 Liberty Street 50th Floor, New York, NY 10005BD
CRD#: 33038
New York, NY
Current
December 11, 2023 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY, 10005Office #2: 11 Wall Street Trading Floor, New York, NY 10005BD
CRD#: 165429
New York, NY
Past
October 24, 2011 - October 16, 2012
AGILE PT GROUP LLC
BD
CRD#: 155177
NEW YORK, NY
Past
August 26, 2010 - April 18, 2011
FARINA & ASSOCIATES, INC.
BD
CRD#: 32830
NEW YORK, NY
Past
February 26, 1993 - September 23, 2010
DRIVEWEALTH INSTITUTIONAL LLC
BD
CRD#: 33038
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/7/2025)
RR
Alaska(5/7/2025)
RR
Arizona(7/30/2018)
RR
Arkansas(5/7/2025)
RR
California(7/30/2018)
RR
Colorado(7/30/2018)
RR
Connecticut(7/30/2018)
RR
Delaware(7/30/2018)
RR
District of Columbia(7/30/2018)
RR
Florida(7/30/2018)
RR
Georgia(7/30/2018)
RR
Hawaii(5/7/2025)
RR
Idaho(5/7/2025)
RR
Illinois(7/30/2018)
RR
Indiana(5/7/2025)
RR
Iowa(7/30/2018)
RR
Kansas(5/7/2025)
RR
Kentucky(5/7/2025)
RR
Louisiana(5/7/2025)
RR
Maine(5/7/2025)
RR
Maryland(7/30/2018)
RR
Massachusetts(7/25/2025)
RR
Michigan(7/30/2018)
RR
Minnesota(7/30/2018)
RR
Mississippi(7/30/2018)
RR
Missouri(7/30/2018)
RR
Montana(5/7/2025)
RR
Nebraska(5/7/2025)
RR
Nevada(7/25/2025)
RR
New Hampshire(5/7/2025)
RR
New Jersey(7/30/2018)
RR
New Mexico(5/7/2025)
RR
New York(4/18/2011)
RR
North Carolina(7/25/2025)
RR
North Dakota(5/7/2025)
RR
Ohio(7/30/2018)
RR
Oklahoma(5/7/2025)
RR
Oregon(7/25/2025)
RR
Pennsylvania(7/30/2018)
RR
Puerto Rico(5/7/2025)
RR
Rhode Island(7/30/2018)
RR
South Carolina(7/30/2018)
RR
South Dakota(7/30/2018)
RR
Tennessee(5/7/2025)
RR
Texas(7/30/2018)
RR
Utah(7/30/2018)
RR
Vermont(5/7/2025)
RR
Virgin Islands(5/7/2025)
RR
Virginia(7/25/2025)
RR
Washington(7/30/2018)
RR
West Virginia(5/7/2025)
RR
Wisconsin(7/30/2018)
RR
Wyoming(7/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/26/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 7A
Date: 2/25/1995
Floor Broker Representative ExamPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
DL
DRIVEWEALTH, LLC
DRIVEWEALTH, LLC | MYSOLOMEO, LLC
CRD#: 165429 / SEC#: , 8-69161
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
28 Liberty Street 50th Floor, New York, NY 10005
Mailing Address
28 Liberty Street 50th Floor, New York, NY 10005
Phone number
(973) 559-6750
Established
New Jersey since 05/24/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
