Robert Perez

BERNSTEIN INSTITUTIONAL SERVICES LLC

NEW YORK, NY 10167

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CRD#: 4308608

Professional summary

Robert Perez, who also goes by Robert Eric Perez, is a registered financial professional currently at BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Eric Perez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Perez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2024 - Present

BERNSTEIN INSTITUTIONAL SERVICES LLC

Office #1: 245 Park Ave, New York, NY 10167

RIA

CRD#: 317807

NEW YORK, NY

Past

April 27, 2021 - April 8, 2024

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

December 3, 2012 - April 6, 2021

MEDIOBANCA SECURITIES USA LLC

CRD#: 143189

NEW YORK, NY

Past

June 7, 2011 - March 9, 2012

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

December 1, 2009 - October 8, 2010

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

NEW YORK, NY

Past

December 7, 2006 - December 1, 2009

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

CRD#: 10485

NEW YORK, NY

Past

August 24, 2006 - October 31, 2006

SOLEIL SECURITIES CORPORATION

CRD#: 124737

NEW YORK, NY

Past

August 17, 2004 - February 24, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

April 9, 2002 - February 24, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERNSTEIN INSTITUTIONAL SERVICES LLC

CRD#: 317807 / SEC#: 801-129468, 8-71053

RIA

Registered Investment Advisory firm - SEC (2/2/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/23/2025)

Alaska
(1/23/2025)

Arizona
(1/23/2025)

Arkansas
(1/23/2025)

California
(1/23/2025)

Colorado
(1/23/2025)

Connecticut
(1/23/2025)

Delaware
(1/23/2025)

District of Columbia
(1/23/2025)

Florida
(1/23/2025)

Georgia
(1/23/2025)

Hawaii
(1/23/2025)

Idaho
(1/23/2025)

Illinois
(1/23/2025)

Indiana
(1/23/2025)

Iowa
(1/23/2025)

Kansas
(1/23/2025)

Kentucky
(1/23/2025)

Louisiana
(1/23/2025)

Maine
(1/23/2025)

Maryland
(1/23/2025)

Massachusetts
(1/23/2025)

Michigan
(1/23/2025)

Minnesota
(1/23/2025)

Mississippi
(1/23/2025)

Missouri
(1/23/2025)

Montana
(1/23/2025)

Nebraska
(1/23/2025)

Nevada
(1/23/2025)

New Hampshire
(1/23/2025)

New Jersey
(1/23/2025)

New Mexico
(1/23/2025)

New York
(3/26/2024)

North Carolina
(1/23/2025)

North Dakota
(1/23/2025)

Ohio
(1/24/2025)

Oklahoma
(1/23/2025)

Oregon
(1/23/2025)

Pennsylvania
(1/23/2025)

Puerto Rico
(1/23/2025)

Rhode Island
(1/23/2025)

South Carolina
(1/23/2025)

South Dakota
(1/23/2025)

Tennessee
(1/23/2025)

Texas
(1/23/2025)

Utah
(1/23/2025)

Vermont
(1/23/2025)

Virgin Islands
(1/23/2025)

Virginia
(1/23/2025)

Washington
(1/23/2025)

West Virginia
(1/23/2025)

Wisconsin
(1/23/2025)

Wyoming
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/24/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/2023

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

BERNSTEIN INSTITUTIONAL SERVICES LLC

CRD#: 317807 / SEC#: 801-129468, 8-71053

RIA

Registered Investment Advisory firm - SEC (2/2/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Ave, New York, NY 10167

Mailing Address

245 Park Ave, New York, NY 10167

Phone number

(212) 969-1000

Established

Delaware since 10/15/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

282

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

INSTITUTIONAL RESEARCH SERVICES BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
BERNSTEIN NORTH AMERICA HOLDINGS LLC	SOLE LLC MEMBER
BERTAN, LAURENCE HUGH	CHIEF COMPLIANCE OFFICER	2332647
HEATH, THOMAS	PRINCIPAL OPERATIONS OFFICER	2892153
KEYES-GREVELIS, STEPHEN N	HEAD OF SALES	4273925
MCGRANAHAN, COLIN A	HEAD OF RESEARCH	4378110
MORGAN, SCOTT THOMAS	HEAD OF TRADING	2578628
RHEE, KIHO	CHIEF FINANCIAL OFFICER / FINOP	2827794
VAN BRUGGE, ROBERT PIETER	CHIEF EXECUTIVE OFFICER	4610799

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert Perez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Perez's CRS (Customer Relationship Summary).

Certified licenses

Experience

SG AMERICAS SECURITIES, LLC

MEDIOBANCA SECURITIES USA LLC

NATIXIS SECURITIES AMERICAS LLC

MACQUARIE CAPITAL (USA) INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

SOLEIL SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BERNSTEIN INSTITUTIONAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2002

Series 24

Date: 8/14/2023

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

BERNSTEIN INSTITUTIONAL SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

BERNSTEIN INSTITUTIONAL SERVICES LLC

TRUST BUT VERIFY

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