Robert Perez

Some features on this profile are disabled

CRD#: 4308608

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Perez, who also goes by Robert Eric Perez, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Eric Perez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

RIA

CRD#: 7691

NEW YORK, NY

Past

April 9, 2002 - February 24, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERNSTEIN INSTITUTIONAL SERVICES LLC

CRD#: 317807 / SEC#: 801-129468, 8-71053

RIA

Registered Investment Advisory firm - SEC (2/2/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/24/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/2023

General Securities Principal Examination

Current Firm

BERNSTEIN INSTITUTIONAL SERVICES LLC

CRD#: 317807 / SEC#: 801-129468, 8-71053

RIA

Registered Investment Advisory firm - SEC (2/2/2024 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

245 Park Ave, New York, NY 10167

Mailing Address

245 Park Ave, New York, NY 10167

Phone number

(212) 969-1000

Established

Delaware since 10/15/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

282

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

INSTITUTIONAL RESEARCH SERVICES BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
BERNSTEIN NORTH AMERICA HOLDINGS LLC	SOLE LLC MEMBER
BERTAN, LAURENCE HUGH	CHIEF COMPLIANCE OFFICER	2332647
HEATH, THOMAS	PRINCIPAL OPERATIONS OFFICER	2892153
KEYES-GREVELIS, STEPHEN N	HEAD OF SALES	4273925
MCGRANAHAN, COLIN A	HEAD OF RESEARCH	4378110
MORGAN, SCOTT THOMAS	HEAD OF TRADING	2578628
RHEE, KIHO	CHIEF FINANCIAL OFFICER / FINOP	2827794
VAN BRUGGE, ROBERT PIETER	CHIEF EXECUTIVE OFFICER	4610799

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert Perez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BERNSTEIN INSTITUTIONAL SERVICES LLC

SG AMERICAS SECURITIES, LLC

MEDIOBANCA SECURITIES USA LLC

NATIXIS SECURITIES AMERICAS LLC

MACQUARIE CAPITAL (USA) INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

SOLEIL SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BERNSTEIN INSTITUTIONAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2002

Series 24

Date: 8/14/2023

Current Firm

BERNSTEIN INSTITUTIONAL SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Red Flags

Company Information

BERNSTEIN INSTITUTIONAL SERVICES LLC

TRUST BUT VERIFY

Similar Advisors