Andrew G. White
Professional summary
Andrew Gerard White, who also goes by Andrew White, is a registered financial professional currently at BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC located in Edgewood, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Gerard White's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2021 - Present
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
Office #1: 300 Executive Drive Suite 1, Edgewood, NY 11717-8382December 16, 2016 - December 16, 2019
MML INVESTORS SERVICES, LLC
December 12, 2016 - December 16, 2019
MML INVESTORS SERVICES, LLC
May 15, 2015 - November 2, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
April 1, 2015 - November 2, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
October 23, 2013 - June 11, 2014
OCTEG, LLC
July 2, 2012 - February 19, 2015
VIRTU AMERICAS LLC
May 19, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 6, 2003 - July 8, 2003
RAVEN SECURITIES CORP.
March 16, 2001 - March 18, 2002
LABRANCHE & CO. LLC
October 1, 2000 - March 16, 2001
ROBB PECK MCCOOEY SPECIALIST CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2021)
Exams
Series 25
Date: 10/1/2000
NYSE Trading Assistant ExaminationFINRA
Current Firm
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
CRD#: 114212 / SEC#: , 8-53412
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROADRIDGE BPO HOLDING LLC | SOLE MEMBER | |
| ALEXANDER, MICHAEL JAY | CEO/PRESIDENT/ MANAGER ON THE BOARD OF MANAGERS | 1428753 |
| BEUTELSCHIES, WILL SAMUEL | DIRECTOR OF COMPLIANCE: AMLCO | 2779204 |
| CASS, ALBERT JOHN LLL | VICE PRESIDENT | 2182652 |
| DEONIER, CHRISTIAN WILLIAM | SENIOR VICE PRESIDENT | 2829240 |
| GIACALONE, THOMAS A. | PRINCIPAL OPERATING OFFICER / MANAGER ON THE BOARD OF MANAGERS | 2873774 |
| JUHL, SVETLANA | MANAGER ON THE BOARD OF MANAGERS | 6154375 |
| PERRY, CHRISTOPHER JOHN | MANAGER ON THE BOARD OF MANAGERS | 1841603 |
| PORT, JAMES EDWARD | CHIEF COMPLIANCE OFFICER | 2366427 |
| SAX, CHARLES EDMOND | CHIEF FINANCIAL OFFICER / VP / TREASURER / FINOP | 1821188 |
Red Flags
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