Alana K. Zimmerman

FHN FINANCIAL SECURITIES

New York, NY 10022

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CRD#: 4308572

Professional summary

Alana Kishon Zimmerman, who also goes by Alana K Zimmerman, Alana Zimmerman, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in New York, New York.

Alana is registered as a RR (Registered Representative) and started their career in finance in 2000. Alana has worked at 8 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alana K Zimmerman | Alana Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alana Kishon Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2024 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 444 Madison Avenue 9th Floor, New York, NY 10022

CRD#: 46346

New York, NY

Past

September 27, 2021 - July 17, 2024

D.A. DAVIDSON & CO.

CRD#: 199

NEW YORK, NY

Past

November 2, 2018 - September 13, 2021

NW CAPITAL MARKETS INC.

CRD#: 17622

BLOOMFIELD, NJ

Past

January 15, 2013 - December 4, 2017

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

Past

March 14, 2011 - December 10, 2012

VINING-SPARKS IBG, LLC

CRD#: 27502

NEW YORK, NY

Past

June 23, 2009 - February 16, 2011

B. C. ZIEGLER AND COMPANY

CRD#: 61

NEW YORK, NY

Past

September 21, 2005 - June 2, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

October 1, 2000 - June 3, 2005

BANC OF AMERICA SPECIALIST, INC.

CRD#: 103971

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/7/2024)

Exams

State Security Law Exam

Series 63

Date: 11/16/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 10/7/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST HORIZON BANK	SHAREHOLDER
BUCK, WILLIAM JAMES II	PRINCIPAL OPERATING OFFICER	3129662
DABROWSKI, MARK GERARD	CHIEF COMPLIANCE OFFICER	2065647
GRIFFIN, MARK DANIEL	SVP, RISK CONTROL MANAGER	7462222
JACKSON, JEFF BRIAN	SVP/ TRADING MANAGER	2777631
RITCHESON, DONALD ALLEN	PRINCIPAL FINANCIAL OFFICER / CFO	2360009
ROMANOW, TIMOTHY MARK	PRESIDENT/CEO	2533445
WADDELL, MICHAEL KNOX	EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY	5657529

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alana K. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alana Kishon Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.A. DAVIDSON & CO.

NW CAPITAL MARKETS INC.

PIPER SANDLER & CO.

VINING-SPARKS IBG, LLC

B. C. ZIEGLER AND COMPANY

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA SPECIALIST, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/16/2005

Series 52TO

Date: 10/7/2024

SIE

Date: 12/4/2017

Series 7

Date: 9/20/2005

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FHN FINANCIAL SECURITIES CORP.

TRUST BUT VERIFY

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