David S. Hentschel

US TIGER SECURITIES

New York, NY 10022

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CRD#: 4308549

Professional summary

David Stanley Hentschel, who also goes by David Hentschel, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 25, Series 7, Series 14 and Series 24 exams.

Question & Answer

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Aliases

David Hentschel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Stanley Hentschel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

US TIGER SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 120583

New York, NY

Current

December 5, 2024 - Present

TRADEUP SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022

CRD#: 18483

New York, NY

Past

September 8, 2021 - September 27, 2024

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

Past

July 25, 2019 - September 7, 2021

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

November 14, 2013 - August 1, 2019

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

January 27, 2009 - December 16, 2013

ILLUSTRO TRADING, LLC

CRD#: 32792

NEW YORK, NY

Past

March 4, 2008 - January 27, 2009

TAG SECURITIES CORP.

CRD#: 104076

NEW YORK, NY

Past

December 27, 2004 - September 19, 2005

LEADER EQUITIES, INC.

CRD#: 33465

NEW YORK, NY

Past

October 1, 2000 - March 3, 2008

HLA SECURITIES INC

CRD#: 32713

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/10/2024)

Exams

State Security Law Exam

Series 63

Date: 2/9/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 11/4/2021

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 25

Date: 3/23/2000

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 2/2/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/2009

General Securities Principal Examination

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

MARSCO INVESTMENT CORPORATION | TRADEUP SECURITIES, INC.

CRD#: 18483 / SEC#: , 8-36754

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

437 Madison Ave 27th Floor, New York, NY 10022

Mailing Address

437 Madison Ave 27th Floor, New York, NY 10022

Phone number

(973) 228-2886

Established

New Jersey since 09/03/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TIGER FINTECH HOLDINGS INC.	DOMESTIC ENTITY
COHEN, MICHAEL LINDSEY	AMLCO	2246010
HUANG, LEI	BOARD OF DIRECTOR	5248191
HUANG, LEI	CEO	5248191
LIANG, CE	HEAD OF FINANCE/ PFO	7554601
LIU, YOUQING	FINOP/POO/CFO	5893930
LUPO, VINCENT JR.	CHIEF OPERATIONS OFFICER	1478037
YE, GUANWU	CCO	5985247

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

David S. Hentschel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Stanley Hentschel's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEUP SECURITIES, INC.

THINKEQUITY LLC

COWEN AND COMPANY

AEGIS CAPITAL CORP.

ILLUSTRO TRADING, LLC

TAG SECURITIES CORP.

LEADER EQUITIES, INC.

HLA SECURITIES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/9/2000

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 11/4/2021

SIE

Date: 10/1/2018

Series 25

Date: 3/23/2000

Series 7

Date: 2/2/2000

Series 14

Date: 1/2/2023

Series 24

Date: 4/17/2009

Cboe EDGX Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

TRADEUP SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEUP SECURITIES, INC.

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