Andrew Abbamonte
Professional summary
Andrew Abbamonte is a registered financial professional currently at EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 7A, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Abbamonte's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2012 - Present
EMPIRE ASSET MANAGEMENT COMPANY
Office #1: 29 Broadway 12 Floor, New York, NY 10006January 1, 2009 - February 17, 2012
KERN, SUSLOW SECURITIES, INC.
January 28, 2008 - July 15, 2008
WALTER J. DOWD, INC.
October 19, 2007 - February 11, 2008
BROWN BROTHERS HARRIMAN & CO.
October 27, 2006 - January 30, 2008
MAVEN SECURITIES, INC.
April 25, 2005 - October 27, 2006
MICHAEL E. PIZZO, SOLE PROPRIETOR
March 21, 2003 - October 27, 2006
GROSS, ARTHUR J
October 29, 2001 - March 24, 2003
BOULDER INSTITUTIONAL SERVICES, LLC
October 1, 2000 - October 29, 2001
BOULDER SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2012)
(8/9/2016)
(2/16/2012)
(4/19/2012)
(1/15/2019)
(12/9/2015)
(1/8/2020)
(3/18/2022)
(1/5/2021)
(2/23/2012)
(2/10/2012)
(12/1/2015)
(1/6/2021)
(1/2/2020)
(1/9/2020)
(4/19/2012)
(1/5/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/16/2012
Limited Representative-Equity Trader ExamSeries 7A
Date: 9/28/2005
Floor Broker Representative ExamSeries 25
Date: 1/22/2001
NYSE Trading Assistant ExaminationFINRA
Current Firm
EMPIRE ASSET MANAGEMENT COMPANY
CRD#: 143007 / SEC#: , 8-67520
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Arbitration | 1 |
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