Christopher J. Banks
Professional summary
Christopher John Banks, who also goes by Chris Banks, is a registered financial professional currently at PANTHEON SECURITIES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 25, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Banks's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2017 - Present
PANTHEON SECURITIES, LLC
Office #1: 11 Times Square 35th Floor, New York, NY 10036Office #2: 11 Times Square 35th Floor, New York, NY 10036August 1, 2014 - February 28, 2017
AMG DISTRIBUTORS, INC.
September 5, 2012 - July 14, 2014
PIMCO INVESTMENTS LLC
October 27, 2008 - September 5, 2012
E*TRADE SECURITIES LLC
October 18, 2005 - September 15, 2008
NEW ENGLAND SECURITIES
December 30, 2004 - May 26, 2005
GLENWOOD SECURITIES, INC.
March 9, 2004 - June 10, 2004
BASELINE SECURITIES, INC.
May 28, 2002 - August 29, 2002
BOULDER INSTITUTIONAL SERVICES, LLC
October 1, 2000 - October 29, 2001
BOULDER SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 25
Date: 9/19/2000
NYSE Trading Assistant ExaminationFINRA
Current Firm
PANTHEON SECURITIES, LLC
CRD#: 285480 / SEC#: , 8-69844
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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