Bradford R. Dooley
Professional summary
Bradford R Dooley, who also goes by Bradford R. Dooley, is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Naperville, Illinois.
Bradford is registered as a RR (Registered Representative) and started their career in finance in 2001. Bradford has worked at 21 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradford R Dooley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2009 - Present
GAR WOOD SECURITIES, LLC
Office #1: 1250 East Diehl Road Suite 115, Naperville, IL 60563September 12, 2024 - January 23, 2025
TZERO DIGITAL ASSET SECURITIES, LLC
June 29, 2023 - July 7, 2023
SPEEDROUTE LLC
June 29, 2023 - December 20, 2024
TZERO MARKETS
June 29, 2023 - January 23, 2025
TZERO SECURITIES, LLC
September 18, 2017 - October 23, 2025
ALPHA TRADING L.P.
November 6, 2015 - August 30, 2017
XAMBALA CAPITAL, LLC
January 30, 2014 - November 11, 2025
DOUGALL & ASSOCIATES INC.
November 14, 2012 - February 15, 2025
HB SECURITIES, LLC
February 21, 2012 - September 10, 2012
XAMBALA CAPITAL, LLC
October 4, 2010 - February 14, 2017
SUPERFUND USA, LLC
August 24, 2010 - March 7, 2012
ARBOR RESEARCH & TRADING, LLC
April 28, 2009 - June 15, 2010
BEREAN CAPITAL INCORPORATED
May 28, 2007 - February 25, 2010
M1 ENERGY CAPITAL SECURITIES, LLC
March 21, 2007 - August 2, 2010
DANEVEST LLC
January 29, 2004 - October 17, 2006
ADVANCED EQUITIES, INC.
December 6, 2002 - June 15, 2006
ZEPHYR TRADING LLC
July 24, 2002 - May 19, 2003
UTC FINANCIAL SERVICES USA, INC.
February 27, 2002 - February 19, 2008
BOSTON CABOT LLC
November 15, 2001 - November 17, 2008
SUPERFUND ASSET MANAGEMENT INC.
October 26, 2001 - January 9, 2004
EQUITY FINANCIAL MANAGEMENT SERVICES, INC.
June 11, 2001 - October 6, 2015
NMS CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GAR WOOD SECURITIES, LLC
CRD#: 138033 / SEC#: , 8-67143
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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