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Andrew Thomas Eicher

GAR WOOD SECURITIES
Austin, TX
·CRD# 4306881·25 years experience

Professional Summary

Andrew Thomas Eicher is a registered financial advisor currently at GAR WOOD SECURITIES, LLC located in Austin, Texas. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

GAR WOOD SECURITIES, LLC·CRD# 138033
BD
Austin, TX
May 6, 2016 - Present
TRANSCEND CAPITAL·CRD# 104483
BD
Dallas, TX
May 15, 2007 - September 6, 2016
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Austin, TX
November 10, 2006 - April 30, 2007
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
April 1, 2004 - December 31, 2004
KERSHNER TRADING GROUP, LLC·CRD# 16908
BD
Austin, TX
July 18, 2001 - March 28, 2002
PROTRADER SECURITIES L.P.·CRD# 35233
BD
Austin, TX
December 20, 2000 - September 27, 2001

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Current Firm

GW
GAR WOOD SECURITIES, LLC

GAR WOOD SECURITIES, LLC

CRD#: 138033 / SEC#: 8-67143
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

1250 East Diehl Road Suite 115, Naperville, IL 60563

Mailing Address

1250 East Diehl Road Suite 115, Naperville, IL 60563

Phone Number

(312) 566-0741

Established

Delaware since 02/20/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GERECKE, DENNIS ROBERTCLASS A MEMBER, EVP, COO, ROSFP1856554
JERSEY, ROBERT STANTONCEO, CLASS A MEMBER, SOLE MGR.1592359
ROETTGER, ANDREWCLASS B MEMBER7427489
JERSEY, RICHARD ANDREWCLASS B MEMBER8002945
DEGOOD, BRET ANTHONYCHIEF FINANCIAL OFFICER7967462
GANTAR, CRAIG MICHAELCLASS B MEMBER, SVP, SALES MANAGER3238628
GOUWENS, SHERRY LEECLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER4458617
JERSEY, ROBERT COLEMANCLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR5870086
TATTAS, MICHAEL CARLCLASS B MEMBER, CHIEF COMPLIANCE OFFICER4386824

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Iowa
(5/23/2016)
RR
Texas
(5/6/2016)
RR
Washington
(3/17/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2001About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2001

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Thomas Eicher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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