Jacob W. Thompson
Professional summary
Jacob Whitten Thompson is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2001. Jacob has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacob Whitten Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2010 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 1700 Pacific Avenue, Suite 4650, Dallas, TX 75201October 1, 2007 - April 16, 2010
COMMERCE STREET CAPITAL, LLC
May 19, 2006 - October 1, 2007
SAMCO CAPITAL MARKETS, INC.
February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
January 22, 2001 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2010)
(4/19/2010)
(4/19/2010)
(4/19/2010)
(4/19/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532Dallas, TX 75201TRUST BUT VERIFY
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