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RK

Robert M. Kidd

XNERGY FINANCIAL LLC
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4306494
RK

Professional summary

Robert Matthew Kidd, who also goes by Robert Matthew Kidd, Robert M Kidd, is a registered financial professional currently at XNERGY FINANCIAL LLC located in Los Angeles, California.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Matthew Kidd | Robert M Kidd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Matthew Kidd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2025 - Present

XNERGY FINANCIAL LLC

Office #1: 1801 Century Park East 25th Floor, Los Angeles, CA, 90067
BD
CRD#: 144436
Los Angeles, CA
Past

August 1, 2022 - May 9, 2023

MORGAN STANLEY

RIA
CRD#: 149777
Dallas, TX
Past

August 1, 2022 - May 9, 2023

MORGAN STANLEY

BD
CRD#: 149777
Dallas, TX
Past

April 22, 2022 - May 9, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
Dallas, TX
Past

April 22, 2022 - May 9, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Dallas, TX
Past

April 30, 2021 - June 2, 2021

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

June 10, 2020 - February 22, 2021

XNERGY FINANCIAL LLC

BD
CRD#: 144436
LOS ANGELES, CA
Past

September 14, 2012 - November 14, 2017

OPTIONSXPRESS, INC.

BD
CRD#: 103849
CHAPEL HILL, NC
Past

September 10, 2007 - June 21, 2018

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Dallas, TX
Past

September 5, 2007 - June 21, 2018

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Dallas, TX
Past

August 30, 2006 - August 20, 2007

E*TRADE SECURITIES LLC

BD
CRD#: 29106
DALLAS, TX
Past

April 22, 2006 - June 14, 2006

TD AMERITRADE, INC.

BD
CRD#: 7870
AUSTIN, TX
Past

January 21, 2005 - December 14, 2005

AMERITRADE ADVISORY SERVICES LLC

RIA
CRD#: 132414
AUSTIN, TX
Past

September 30, 2004 - June 14, 2006

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
FORT WORTH, TX
Past

August 17, 2004 - April 22, 2006

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
AUSTIN, TX
Past

October 7, 2002 - April 29, 2004

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

March 8, 2001 - October 10, 2002

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/13/2025)
RR
New York
(7/31/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/30/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/2/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/17/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/21/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/10/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/7/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/17/2025
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 4/17/2025
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 4/17/2025
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

XF
XNERGY FINANCIAL LLC
XNERGY FINANCIAL CORPORATION | XNERGY FINANCIAL LLC

CRD#: 144436 / SEC#: , 8-67655

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067
Mailing Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067
Phone number
(310) 552-0000
Established
California since 12/15/2008
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XNERGY, LLCSHAREHOLDER
JACOBS, MARK STUARTCEO2295215
KODMAN, EDWARD GRANTFINOP8163156
SOBCZAK, AMRICCHIEF COMPLIANCE OFFICER6752202
STEFANY, NIAFOUNDER5406554

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XNERGY FINANCIAL LLC

CRD#: 144436Los Angeles, CA 90067

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