Christopher John Thomas
CFP®Professional Summary
Christopher John Thomas, CFP® is a registered financial advisor currently at ALIGN WEALTH MANAGEMENT, LLC located in San Jose, California. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ALIGN WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1850 Hamilton Ave, San Jose, CA 95125Phone Number
(408) 559-7444# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
153AUM (Assets Under Management)
$116,708,805Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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WELLS FARGO CLEARING SERVICES, LLC
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Primary Firm SEC Registration
ALIGN WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(1/1/2024)
(11/1/2022)
(12/9/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher John Thomas's CRS (Customer Relationship Summary).
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WELLS FARGO CLEARING SERVICES, LLC
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