JV
John F. Vieira
PERSONAL CFO SOLUTIONS LLC
Chester, NJ 07930-2528
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CRD#: 4305977
JV
Professional summary
John Fernando Vieira, who also goes by Joao F. VIeira, is a registered financial advisor currently at PERSONAL CFO SOLUTIONS LLC located in Chester, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Chester, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joao F. Vieira
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PERSONAL CFO SOLUTIONS LLC, CORPORATION,384 MAIN STREET, CHESTER, NJ 07930; RIA; INVESTMENT RELATED, MANAGING DIRECTOR; 33 1/3% OWNERSHIP; 50+HOURS/WEEK. MANAGING DIRECTOR-SERVICE CLIENTS AND RUN THE BUSINESS. 2)PKS FINANCIAL, 80 STATE ST, ALBANY, NY 12207. INVESTMENT RELATED, INDEPENDENT INSURANCE AGENT, 2/2015-PRESENT. 10 HRS/MONTH, 10 HRS/MONTH DURING TRADING. WORK WITH CLIENTS TO ADDRESS INSURANCE NEEDS. 3)KENS DRIVING SCHOOL; NOT INVESTMENT RELATED; 35 WELLINGTON DRIVE LONG VALLEY, NJ 07853; DRIVING INSTRUCTION; PARTNER; 01/2018; 2 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; ACCOUNTING 4)ELITE APPRAISALS; NOT INVESTMENT RELATED; 35 WELLINGTON DRIVE LONG VALLEY, NJ 07853; REAL ESTATE APPRAISAL; NO POSITION, WIFE IS OWNER; 01/2018; 0 HOURS/MONTH; NO DUTIES 5) Fixed Insurance; Investment Related - Yes; At registered location; Agent; Fixed Insurance/Annuity; 2/2015; 10 hrs; 10 hrs; Work with Clients to address insurance needs.
CRS (Client Relationship Summary) - RIA
Click below to view John Fernando Vieira's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2011 - Present
PERSONAL CFO SOLUTIONS LLC
Office #1: 384 Main Street, Chester, NJ 07930-2528RIA
CRD#: 158248
Chester, NJ
Current
February 9, 2015 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 384 Main Street, Chester, NJ 07930BD
CRD#: 35747
Chester, NJ
Past
March 19, 2013 - December 24, 2014
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
CAMARILLO, CA
Past
November 18, 2005 - June 3, 2011
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
PARSIPPANY, NJ
Past
November 27, 2003 - June 3, 2011
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PERSONAL CFO SOLUTIONS LLC
PERSONAL CFO SOLUTIONS LLC
CRD#: 158248 / SEC#: 801-74412
RIA
Registered Investment Advisory firm - (3/21/2012 Approved)New Jersey
Registered Investment Advisory firm - (3/28/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/2/2021)
RR
Connecticut(4/6/2020)
RR
Florida(1/17/2020)
RR
Georgia(1/7/2021)
RR
Kentucky(8/10/2018)
RR
Maryland(2/9/2015)
RR
Massachusetts(1/4/2017)
IAR
Massachusetts(5/8/2017)
RR
Missouri(1/3/2019)
RR
Montana(9/24/2018)
IAR
New Jersey(7/19/2011)
RR
New Jersey(2/9/2015)
RR
New Mexico(5/11/2023)
RR
New York(2/9/2015)
RR
North Carolina(3/2/2021)
RR
Ohio(11/28/2023)
RR
Pennsylvania(2/9/2015)
IAR
Texas(5/14/2015)
RR
Texas(1/7/2021)
RR
Virginia(2/9/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PERSONAL CFO SOLUTIONS LLC
PERSONAL CFO SOLUTIONS LLC
CRD#: 158248 / SEC#: 801-74412
RIA
Registered Investment Advisory firm - (3/21/2012 Approved)New Jersey
Registered Investment Advisory firm - (3/28/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
384 Main Street, Chester, NJ 07930-2528
Mailing Address
Phone number
(908) 955-7055
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,411 |
| AUM (Assets Under Management) | $ 1,375,126,396 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
