TW
Tony Wendeln
ADVANCED ASSET MANAGEMENT ADVISORS
Piqua, OH 45356
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CRD#: 4305229
TW
Professional summary
Tony Wendeln is a registered financial advisor currently at ADVANCED ASSET MANAGEMENT ADVISORS, INC. located in Piqua, Ohio.
Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Tony has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE RACQUET CLUB POSITION: PARTNER NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: NO HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 12/01/1989 ADDRESS: 326 N. WAYNE ST., P. O. BOX 226, PIQUA OH 45356 DESCRIPTION: MEMBER.
WAYNE ST. INVESTMENTS, LLC POSITION: MANAGING MEMBER NATURE: BUSINESS, Real Estate Investment YES HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 07/01/2009 ADDRESS: 326 N. WAYNE ST., P. O. BOX 613, PIQUA OH 45356-0613 DESCRIPTION: PIQUA LOCATION OF CPA FIRM.?,, KEEP BOOKS AND DIRECT REPAIRS.
360 Accounting Solutions LLC DBA Murray Wells Wendeln Robinson Accountants and Advisors Position: General Manager and Employee, No investment, 40 hours per week; 01/2017 to date, address: 326 N Wayne St., PO Box 613, Piqua, Ohio 45356-0613, DESCRIPTION: ACTIVITIES: TAX PREPARATION, TAX PLANNING, ACCOUNTING, AUDITING, BUSINESS AND FINANCIAL CONSULTING.DUTIES: CLIENT SERVICES AND ADMINISTRATIVE DUTIES.
MURRAY WELLS WENDELN & ROBINSON CPAS LLC , INC. POSITION: CEO NATURE: Investment Conduit, INVESTMENT RELATED: NO NUMBER OF HOURS: as needed, START DATE: 07/01/1972 to 01/2017 ADDRESS: 326 N. WAYNE ST., P. O. BOX 613, PIQUA OH 45356-0613 DESCRIPTION: ACTIVITIES: Investment Conduit
CRS (Client Relationship Summary) - RIA
Click below to view Tony Wendeln's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2017 - Present
ADVANCED ASSET MANAGEMENT ADVISORS, INC.
Office #1: 326 North Wayne St., Piqua, OH 45356RIA
CRD#: 119859
Piqua, OH
Past
March 10, 2003 - August 2, 2017
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
PIQUA, OH
Past
March 4, 2003 - August 2, 2017
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
PIQUA, OH
Past
January 24, 2001 - March 3, 2003
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVANCED ASSET MANAGEMENT ADVISORS, INC.
ADVANCED ASSET MANAGEMENT ADVISORS, INC.
CRD#: 119859 / SEC#: 801-61760
RIA
Registered Investment Advisory firm - (1/24/2003 Approved)Maryland
Registered Investment Advisory firm - (1/30/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/30/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(8/7/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ADVANCED ASSET MANAGEMENT ADVISORS, INC.
ADVANCED ASSET MANAGEMENT ADVISORS, INC.
CRD#: 119859 / SEC#: 801-61760
RIA
Registered Investment Advisory firm - (1/24/2003 Approved)Maryland
Registered Investment Advisory firm - (1/30/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/30/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4995 Bradenton Ave., Suite 210, Dublin, OH 43017
Mailing Address
Phone number
(614) 717-4451
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 740,003,663 |
Red Flags
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