Roman M. Polnar

PILLAR6 ADVISORS

San Francisco, CA 94111

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CRD#: 4305133

Professional summary

Roman M Polnar, who also goes by Roman Polnar, Roman Polnarov, is a registered financial advisor currently at PILLAR6 ADVISORS, LLC located in San Francisco, California.

Roman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Roman has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roman Polnar | Roman Polnarov

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Roman M. Polnar is a licensed insurance agent with the state of California.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roman M Polnar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2010 - Present

PILLAR6 ADVISORS, LLC

Office #1: 1160 Battery Street Suite 100, East Building, San Francisco, CA 94111

RIA

CRD#: 154097

San Francisco, CA

Past

June 2, 2008 - June 24, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SAN FRANCISCO, CA

Past

January 25, 2008 - June 24, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

SAN FRANCISCO, CA

Past

February 1, 2002 - January 24, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/22/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/30/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PILLAR6 ADVISORS, LLC

PILLAR 6 ADVISORS, LLC | PILLAR6 ADVISORS, LLC

CRD#: 154097 / SEC#:

California

Registered Investment Advisory firm - (7/22/2010 Approved)

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Contact information

Main Address

1160 Battery Street Suite 100, East Building, San Francisco, CA 94111

Mailing Address

Phone number

(415) 630-5990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 96,954,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Roman M. Polnar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roman M Polnar's CRS (Customer Relationship Summary).

Certified licenses

Experience

PILLAR6 ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2008

Series 63

Date: 3/5/2002

Series 6

Date: 1/30/2002

Current Firm

PILLAR6 ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PILLAR6 ADVISORS, LLC

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