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Nicole Gilbert

STRATEGIC ADVISERS LLC
BEDFORD, NH
Some features on this profile are disabled
CRD#: 4303856
NG

Professional summary

Nicole Gilbert, who also goes by Nicole Gauvin, Nicole Gilbert, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bedford, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.

Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Nicole has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicole Gauvin | Nicole Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INSURANCE. YES. 2800 N CENTRAL AVE, SUITE 2100, PHOENIX, AZ 85004. INSURANCE AGENT. SUPERVISOR. REGIONAL MANAGER. 08/19/2002. 0. 0. SUPERVISING OSJ MANAGERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Gilbert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: One Spartan Way, Merrimack, NH 03054
RIA
CRD#: 104555
BEDFORD, NH
Current

May 26, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: One Spartan Way, Merrimack, NH 03054
BD
CRD#: 7784
Merrimack, NH
Past

July 26, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
MERRIMACK, NH
Past

July 14, 2021 - May 9, 2022

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

July 14, 2021 - May 9, 2022

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

January 8, 2008 - October 29, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

October 31, 2005 - May 9, 2022

OSAIC SERVICES, INC.

RIA
CRD#: 133763
PHOENIX, AZ
Past

October 31, 2005 - May 9, 2022

OSAIC SERVICES, INC.

BD
CRD#: 133763
PHOENIX, AZ
Past

August 9, 2004 - October 31, 2005

SPELMAN & CO., INC.

BD
CRD#: 10232
PHOENIX, AZ
Past

August 9, 2004 - October 31, 2005

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
PHOENIX, AZ
Past

September 8, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

RIA
CRD#: 20068
BEDFORD, NH
Past

August 23, 2002 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

May 24, 2001 - July 31, 2001

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ
Past

March 26, 2001 - May 16, 2001

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(5/26/2022)
RR
New Hampshire
(5/26/2022)
IAR
New Hampshire
(3/31/2025)
RR
Rhode Island
(1/6/2023)
RR
Texas
(5/26/2022)
IAR
Texas
(3/31/2025)
RR
Utah
(5/26/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/3/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/11/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/23/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/29/2022
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/6/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/3/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Bedford, NH

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