JA
Joseph N. Aniano
NATIONWIDE SECURITIES
COLUMBUS, OH 43215
Some features on this profile are disabled
CRD#: 4303290
JA
Professional summary
Joseph Nicholas Aniano, CIMA® is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Columbus, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
--Position: Coach Company/Employer: Resolute Lacrosse Location: 3599 Chiller Lane, Columbus Ohio Start Date: Sep 29, 2023Hours Devoted Monthly: 6 Hours During Trading Hours: 0 Investment Related: No --Position: Board Member Company/Employer: New Albany Youth Lacrosse Location: New Albany, OH Start Date: 10/19/2021 Hours Devoted Monthly: 6 Hours During Trading Hours: 0 Investment Related: No --Position: Board Member, Coach Company/Employer: New Albany Youth Football Location: New Albany, OH Start Date: 08/01/2023 Hours Devoted Monthly: 3 Hours During Trading Hours: 0 Investment Related: No
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Nicholas Aniano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Nicholas Aniano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 6, 2022 - Present
NATIONWIDE SECURITIES, LLC
Office #1: One Nationwide Plaza, Columbus, OH 43215RIA
BD
CRD#: 11173
COLUMBUS, OH
Current
August 27, 2021 - Present
NATIONWIDE SECURITIES, LLC
Office #1: One Nationwide Plaza, Columbus, OH 43215RIA
BD
CRD#: 11173
COLUMBUS, OH
Past
April 23, 2020 - March 28, 2022
NATIONWIDE FUND DISTRIBUTORS LLC
BD
CRD#: 25910
Columbus, OH
Past
June 27, 2018 - April 6, 2022
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
June 27, 2018 - May 15, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
GRANDVIEW HEIGHTS, OH
Past
January 1, 2010 - June 15, 2018
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
January 1, 2010 - June 15, 2018
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
November 5, 2008 - January 1, 2010
UBS INTERNATIONAL INC.
RIA
CRD#: 107726
NEW YORK, NY
Past
April 7, 2008 - January 1, 2010
UBS INTERNATIONAL INC.
BD
CRD#: 107726
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/12/2024)
RR
Alaska(7/12/2024)
RR
Arizona(7/12/2024)
RR
Arkansas(7/12/2024)
RR
California(7/12/2024)
RR
Colorado(7/12/2024)
RR
Connecticut(7/12/2024)
RR
Delaware(7/12/2024)
RR
District of Columbia(7/12/2024)
RR
Florida(7/12/2024)
RR
Georgia(7/12/2024)
RR
Hawaii(7/12/2024)
RR
Idaho(7/12/2024)
RR
Illinois(8/27/2021)
RR
Indiana(7/12/2024)
RR
Iowa(7/12/2024)
RR
Kansas(7/12/2024)
RR
Kentucky(7/12/2024)
RR
Louisiana(7/12/2024)
RR
Maine(7/12/2024)
RR
Maryland(7/12/2024)
RR
Massachusetts(7/12/2024)
RR
Michigan(7/12/2024)
RR
Minnesota(7/12/2024)
RR
Mississippi(7/12/2024)
RR
Missouri(7/12/2024)
RR
Montana(7/12/2024)
RR
Nebraska(7/12/2024)
RR
Nevada(7/12/2024)
RR
New Hampshire(7/12/2024)
RR
New Jersey(7/12/2024)
RR
New Mexico(7/12/2024)
RR
New York(7/12/2024)
RR
North Carolina(7/12/2024)
RR
North Dakota(7/12/2024)
RR
Ohio(8/27/2021)
IAR
Ohio(4/6/2022)
RR
Oklahoma(7/12/2024)
RR
Oregon(7/12/2024)
RR
Pennsylvania(7/12/2024)
RR
Puerto Rico(7/12/2024)
RR
Rhode Island(7/12/2024)
RR
South Carolina(7/12/2024)
RR
South Dakota(7/12/2024)
RR
Tennessee(7/12/2024)
RR
Texas(7/12/2024)
RR
Utah(7/12/2024)
RR
Vermont(7/12/2024)
RR
Virginia(7/12/2024)
RR
Washington(7/12/2024)
RR
West Virginia(7/12/2024)
RR
Wisconsin(7/12/2024)
RR
Wyoming(7/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
(888) 753-7364
Established
Delaware since 10/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
