Ryan A. Hughbanks
Professional summary
Ryan Andrew Hughbanks is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2002. Ryan has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Andrew Hughbanks's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2022 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402January 22, 2014 - February 7, 2022
WOODBURY FINANCIAL SERVICES, INC.
November 26, 2013 - February 7, 2022
WOODBURY FINANCIAL SERVICES, INC.
September 3, 2013 - November 1, 2013
CETERA WEALTH SERVICES, LLC
June 27, 2013 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
April 6, 2012 - October 22, 2012
SLD AMERICA EQUITIES, INC.
October 2, 2008 - October 14, 2010
FIRST HEARTLAND CAPITAL, INC.
April 27, 2006 - November 12, 2007
INVESTMENT ADVISORS CORP
January 4, 2006 - November 12, 2007
BROKER DEALER FINANCIAL SERVICES CORP.
October 28, 2002 - December 5, 2005
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2022)
Exams
FINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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