Christopher M. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Walker was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 53 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2001 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
December 20, 2000 - May 20, 2016
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANULIFE WOOD LOGAN, INC.
CRD#: 19177 / SEC#: , 8-37133
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANULIFE-WOOD LOGAN HOLDING CO., INC. | CORPORATION | |
| BOYLE, JAMES R. | DIRECTOR | 4064154 |
| CASSATO, ROBERT THOMAS | PRESIDENT, DIRECTOR | 1192551 |
| COATES, DAN WALTON | SENIOR VICE PRESIDENT, DIRECTOR | 49120 |
| CRANE, JAMES EVERETT | VICE PRESIDENT, DIRECTOR OF OPERATIONS & PLANNING | 1744632 |
| DESPREZ, JOHN DAVID III | DIRECTOR | 2242982 |
| DEVIVO, FRANK | SR. VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER | 1654397 |
| EGBERT, JOHN THOMAS JR | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER, DIRECTOR | 1477559 |
| SCHIFFMAN, MATTHEW RODNEY | DIRECTOR | 1022661 |
| VRYSEN, JOHN GYSBERTUS | SENIOR VICE PRESIDENT, OPERATIONS, DIRECTOR | 1504511 |
| WOOD, HOWELL DOUGLAS | CHAIRMAN, DIRECTOR | 471972 |
Red Flags
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