Matthew Rodney Schiffman
Professional Summary
Matthew Rodney Schiffman was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1982 - 2017. Matthew had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 24, Series 8 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
CAM NORTH AMERICA, LLC | GLOBAL CURRENTS INVESTMENT MANAGEMENT | DAVIS SKAGGS INVESTMENT MANAGEMENT | CLEARBRIDGE INVESTMENTS, LLC | CLEARBRIDGE ADVISORS, LLC | CLEARBRIDGE ADVISORS | CITIGROUP ASSET MANAGEMENT
Contact Information
Main Address
One Madison Avenue 18th Floor, New York, NY 10010Phone Number
(212) 805-2000# of Employees
210SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
12,530AUM (Assets Under Management)
$184,809,812,930Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2026 | Cover Page | Report |
| 08/27/2025 | Cover Page | Report |
| 01/24/2025 | Cover Page | Report |
| 11/20/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CAM NORTH AMERICA, LLC | GLOBAL CURRENTS INVESTMENT MANAGEMENT | DAVIS SKAGGS INVESTMENT MANAGEMENT | CLEARBRIDGE INVESTMENTS, LLC | CLEARBRIDGE ADVISORS, LLC | CLEARBRIDGE ADVISORS | CITIGROUP ASSET MANAGEMENT
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Jun 1984Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1988Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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