Lara H. Devieux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lara Hope Devieux, who also goes by Lara Hope Afanassiev, was a registered financial professional .
Lara is a previously registered financial professional and started their career in finance in 2001. Lara had worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2022 - April 3, 2025
NUVEEN SECURITIES, LLC
August 21, 2017 - July 5, 2022
METLIFE INVESTMENTS SECURITIES, LLC
May 7, 2015 - August 18, 2016
GOLDMAN SACHS & CO. LLC
July 1, 2003 - June 11, 2007
WELLS FARGO SECURITIES, LLC
March 8, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 14, 2001 - March 7, 2002
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
