Marc A. Haiar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Anthony Haiar, who also goes by Marc A Haiar, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2001. Marc had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2021 - February 17, 2026
CONCORDE ASSET MANAGEMENT, LLC
November 22, 2021 - February 17, 2026
CONCORDE INVESTMENT SERVICES, LLC
April 15, 2021 - December 26, 2021
KALOS CAPITAL, INC.
February 11, 2019 - December 12, 2019
LADENBURG THALMANN & CO. INC.
May 12, 2003 - December 31, 2020
SECURITIES AMERICA ADVISORS, INC.
July 6, 2001 - December 31, 2020
SECURITIES AMERICA, INC.
Primary Firm SEC Registration
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
