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GV

Gordon Voorhees

CETERA INVESTMENT ADVISERS LLC
PARAMUS, NJ
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CRD#: 4300152
GV

Professional summary


Gordon Voorhees is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Paramus, New Jersey and CETERA FINANCIAL SPECIALISTS LLC located in Paramus, New Jersey.

Gordon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gordon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GORDON VOORHEES INC; NOT INV REL; ACCOUNTING & TAX PREPARTION,PAYROLL SERVICE;OVERSEE BUSINESS,PREPARE INCOME TAX RETURNS, PROVIDE PAYROLL AND BOOKKEEPING SERVICES,BUSINESS IS UNDER SUB-S;10 HRS WK;CORPORATION: PARAMUS, NJ; ENROLLED AGENT. 2) GORDON VOORHEES WEALTH MANAGEMENT, DBA NAME FOR INVESTMENT PRACTICE - INV RELATED: 3) GORDON VOORHEES FAMILY TRUST; NOT INVESTMENT REL; SAME AS REGISTERED ADDRESS; FAMILY TRUST; START DATE 4/29/13; 20 MIN/WEEK NOT DURING TRADING HRS; TRUSTEE OF HIS FAMILY TRUST

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gordon Voorhees's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 24, 2005 - Present

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
PARAMUS, NJ
Current

October 24, 2005 - Present

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
PARAMUS, NJ
Past

January 3, 2005 - October 24, 2005

C.J.M. ASSET MANAGEMENT, LLC

RIA
CRD#: 111302
POMPTON LAKES, NJ
Past

November 30, 2000 - October 24, 2005

C. J. M. PLANNING CORP.

BD
CRD#: 5698
POMPTON LAKES, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/2/2021)
RR
California
(10/24/2005)
RR
Colorado
(1/30/2015)
RR
District of Columbia
(5/27/2025)
RR
Florida
(10/24/2005)
RR
Hawaii
(5/22/2006)
RR
Illinois
(10/7/2008)
RR
Kentucky
(2/4/2009)
RR
Louisiana
(10/24/2005)
RR
Maryland
(10/24/2005)
RR
Massachusetts
(10/24/2005)
RR
Nevada
(10/24/2005)
RR
New Jersey
(10/24/2005)
IAR
New Jersey
(1/13/2012)
RR
New York
(10/24/2005)
RR
Pennsylvania
(6/22/2022)
RR
Tennessee
(7/2/2007)
RR
Virginia
(4/27/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/17/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information


Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
12/13/2024
09/26/2023
11/18/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Paramus, NJ

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