Gordon Voorhees
Professional summary
Gordon Voorhees is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Paramus, New Jersey and CETERA FINANCIAL SPECIALISTS LLC located in Paramus, New Jersey.
Gordon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gordon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gordon Voorhees's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2005 - Present
CETERA INVESTMENT ADVISERS LLC
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
January 3, 2005 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
November 30, 2000 - October 24, 2005
C. J. M. PLANNING CORP.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2021)
(10/24/2005)
(1/30/2015)
(5/27/2025)
(10/24/2005)
(5/22/2006)
(10/7/2008)
(2/4/2009)
(10/24/2005)
(10/24/2005)
(10/24/2005)
(10/24/2005)
(10/24/2005)
(1/13/2012)
(10/24/2005)
(6/22/2022)
(7/2/2007)
(4/27/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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