TK
Thomas J. Kanaley
EAGLE STRATEGIES LLC
SAN FRANCISCO, CA 94105
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CRD#: 4299839
TK
Professional summary
Thomas J Kanaley JR. is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Francisco, California and NYLIFE SECURITIES LLC located in San Francisco, California.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Thomas has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 425 MARKET STREET, SUITE 1600, SAN FRANCISCO, CA 94105; START DATE 12/2002; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 3 HOURS PER MONTH; 3 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Greater West Portal Neighborhood Association; A neighborhood association that looks to improve and beautify the Greater West Portal Neighborhood in San Francisco, California. It is a 501c3, with members limited to people residing in the neighborhood.; GWPNA, PO Box 27116, San Francisco, CA 94127; Start Date 07/2017; Role/Title: Officer; Not Investment Related; 10 hours per month; 3 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SILVER TRANSITIONS FINANCIAL & INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; SAN FRANCISCO, CA; START DATE: 05/2014] [OPERATING UNDER THE DBA NAME OF FLYNN WEALTH STRATEGIES AND INSURANCE SOLUTIONS, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; SAN FRANCISCO, CA; START DATE: 01/2015] [NYLARC Holding Company, Inc.; Reinsuring the life insurance I write with New York Life; 51 Madison Avenue, NY, NY 10010; Start Date 10/2010; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Thomas J Kanaley JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 425 Market Street Suite 1600 1605, 1610, San Francisco, CA, 94105RIA
CRD#: 110826
SAN FRANCISCO, CA
Current
April 10, 2001 - Present
NYLIFE SECURITIES LLC
Office #1: 425 Market Street Suite 1600 1605, 1610, San Francisco, CA, 94105BD
CRD#: 5167
San Francisco, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/25/2001)
IAR
California(10/1/2003)
RR
Kansas(5/19/2004)
RR
New York(7/22/2002)
RR
South Carolina(1/5/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
