Philip Zeitz
Professional summary
Philip Zeitz, who also goes by Philip Craig Zeitz, Philip Zeitz, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Scottsdale, Arizona and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Philip has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Zeitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
August 30, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111July 24, 2019 - March 16, 2021
VANGUARD ADVISERS, INC.
March 7, 2018 - March 16, 2021
VANGUARD MARKETING CORPORATION
July 5, 2007 - August 8, 2017
WELLS FARGO CLEARING SERVICES, LLC
July 5, 2007 - August 8, 2017
WELLS FARGO CLEARING SERVICES, LLC
February 18, 2005 - July 7, 2006
AMERIPRISE ADVISOR SERVICES, INC.
February 1, 2005 - July 7, 2006
AMERIPRISE ADVISOR SERVICES, INC.
August 28, 2002 - February 23, 2005
UBS FINANCIAL SERVICES INC.
July 17, 2002 - February 23, 2005
UBS FINANCIAL SERVICES INC.
March 28, 2001 - July 5, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2021)
(8/30/2021)
(8/31/2021)
(8/31/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
(8/30/2021)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
