JA
Jon P. Arnold
ROCKPORT WEALTH ADVISORS
Youngstown, OH 44512
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CRD#: 4299647
JA
Professional summary
Jon Paul Arnold, who also goes by Jon P. Arnold, Jon P. Arnold, is a registered financial advisor currently at ROCKPORT WEALTH ADVISORS located in Youngstown, Ohio.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jon has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon P. Arnold | Jon P. Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independently licensed insurance agent, minimal time spent during Adviser's office hours. 2) J Arnold Mortgage and Loan Advisors, LLC Boardman, OH. Owner since 1/2020. Time involves approximately 30 minutes per month. 3) J Arnold Real Estate Advisors LLC, Owner and licensed realtor. Currently no time spent on this activity. . 4) Chamber of Commerce, Board Member. Approximately 2 hours every 2 months during market hours. No compensation. 5) Eastern Gateway College, Board Member. Approximately 2 hours every month during market hours. No compensation. 6) Super Cars LLC, non Investment Related, Owner since 01/2012 - Active LLC but not in business. 0 hours are devoted to the other business per week and 0 of hours are devoted to the other business during securities trading hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Paul Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2024 - Present
ROCKPORT WEALTH ADVISORS
Office #1: 8040 Market Street, Youngstown, OH 44512RIA
CRD#: 297122
Youngstown, OH
Past
February 15, 2012 - October 29, 2019
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
CANFIELD, OH
Past
February 14, 2012 - July 7, 2020
INVESTACORP, INC.
BD
CRD#: 7684
CANFIELD, OH
Past
December 19, 2011 - April 4, 2024
THE J. ARNOLD WEALTH MANAGEMENT CO., LLC
RIA
CRD#: 159710
YOUNGSTOWN, OH
Past
May 19, 2010 - February 10, 2012
OSAIC SERVICES, INC.
RIA
CRD#: 133763
BOARDMAN, OH
Past
May 5, 2010 - February 10, 2012
OSAIC SERVICES, INC.
BD
CRD#: 133763
BOARDMAN, OH
Past
October 25, 2006 - May 20, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOARDMAN, OH
Past
March 16, 2006 - May 20, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
BOARDMAN, OH
Past
February 6, 2004 - March 21, 2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
YOUNGSTOWN, OH
Past
May 15, 2002 - March 1, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
January 16, 2001 - March 5, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROCKPORT WEALTH ADVISORS
J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH
CRD#: 297122 / SEC#: 801-126796
RIA
Registered Investment Advisory firm - (10/27/2022 Approved)Indiana
Registered Investment Advisory firm - (11/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (11/1/2022 Terminated)Texas
Registered Investment Advisory firm - (11/1/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/19/2025)
IAR
Ohio(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/28/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/28/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RW
ROCKPORT WEALTH ADVISORS
J ARNOLD WEALTH MANAGEMENT | ROCKPORT WEALTH, LLC | ROCKPORT WEALTH ADVISORS | ROCKPORT WEALTH
CRD#: 297122 / SEC#: 801-126796
RIA
Registered Investment Advisory firm - (10/27/2022 Approved)Indiana
Registered Investment Advisory firm - (11/2/2022 Terminated)Michigan
Registered Investment Advisory firm - (11/21/2022 Terminated)Ohio
Registered Investment Advisory firm - (11/1/2022 Terminated)Texas
Registered Investment Advisory firm - (11/1/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
22730 Fairview Center Dr Suite# 150, Fairview Park, OH 44126
Mailing Address
Phone number
(216) 226-4560
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,748 |
| AUM (Assets Under Management) | $ 568,661,117 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKPORT WEALTH ADVISORS
CRD#: 297122Youngstown, OH 44512TRUST BUT VERIFY
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