SB
Shannon R. Benish
UNITED CAPITAL MANAGEMENT OF KANSAS
Dodge City, KS 67801
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CRD#: 4299232
SB
Professional summary
Shannon Renee Benish, who also goes by Shannon R Hessman, Shannon R Pyle, is a registered financial advisor currently at UNITED CAPITAL MANAGEMENT OF KANSAS, INC. located in Dodge City, Kansas and STONEX SECURITIES INC. located in Dodge City, Kansas.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Shannon has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon R Hessman | Shannon R Pyle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Rebel Redd Books 2807 Doralane, Dodge City, KS 67801 Book Publishing Non-Investment related Owner Author, writing, and marketing August 2016 25 hours per month; 0 hours during market hours 2)30seconds.com website www.30seconds.com Non-investment related Contributing Writer Contribute written articles for subscribers 2018 2 hours spent per month; 0 hours spent per market hours 3) UNITED CAPITAL INSURANCE - 227 N SANTA FE AVE, SALINA, KS 67401 NATURE OF BUSINESS: INSURANCE AGENCY INVESTMENT RELATED - YES BUSINESS POSITION: INSURANCE AGENT BUSINESS DUTIES: INSURANCE ADVICE AND SALES BUSINESS START DATE: 03/25/2019 APPROXIMATELY 40 HOURS SPENT ON THIS OBA MONTHLY, WITH 30 SPENT DURING MARKET HOURS MONTHLY. 4) BOY SCOUT TROUP #162 INVESTMENT RELATED: NO BUSINESS POSITION: SECRETARY BUSINESS DUTIES: VOLUNTEER BUSINESS START DATE 09/14/2022
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Renee Benish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2019 - Present
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
Office #1: 2010 Central Avenue, Dodge City, KS 67801RIA
CRD#: 157755
Dodge City, KS
Current
March 25, 2019 - Present
STONEX SECURITIES INC.
Office #1: 2010 Central Ave Suite A, Dodge City, KS 67801BD
CRD#: 18456
Dodge City, KS
Past
August 28, 2017 - March 21, 2019
CWM, LLC
RIA
CRD#: 155344
Dodge City, KS
Past
August 28, 2017 - March 26, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
May 1, 2012 - September 5, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
DODGE CITY, KS
Past
October 16, 2007 - September 5, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
DODGE CITY, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2021)
RR
Kansas(3/25/2019)
IAR
Kansas(3/25/2019)
RR
Michigan(4/29/2021)
RR
Missouri(11/23/2022)
RR
Oklahoma(6/2/2023)
RR
Texas(6/23/2023)
RR
Utah(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
227 North Santa Fe, Salina, KS 67401
Mailing Address
Phone number
(785) 823-7900
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,837 |
| AUM (Assets Under Management) | $ 669,663,839 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755Dodge City, KS 67801TRUST BUT VERIFY
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