Ming S. Tsay
Professional summary
Ming Sheng Tsay is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.
Ming is registered as a RR (Registered Representative) and started their career in finance in 2000. Ming has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ming Sheng Tsay's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2016 - Present
J.K. FINANCIAL SERVICES, INC.
Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860March 23, 2012 - November 2, 2015
PARK AVENUE SECURITIES LLC
October 29, 2008 - January 25, 2012
PRUCO SECURITIES, LLC.
July 3, 2007 - October 30, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
February 7, 2001 - January 14, 2003
CORE PACIFIC SECURITIES USA LLC
November 15, 2000 - January 30, 2001
BROOKFIELD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2017)
Exams
FINRA
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
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