Allan A. Siposs
Professional summary
Allan Anthony Siposs, who also goes by Allan Anthony Siposs Jr, Allan Siposs, is a registered financial professional currently at KEYSTONE CAPITAL MARKETS located in Irvine, California.
Allan is registered as a RR (Registered Representative) and started their career in finance in 2001. Allan has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allan Anthony Siposs's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2017 - Present
KEYSTONE CAPITAL MARKETS
Office #1: 20 Pacifica Suite 450, Irvine, CA 92618Office #2: 20 Pacifica Suite 450, Irvine, CA 92612February 1, 2016 - September 20, 2017
COINBASE CAPITAL MARKETS CORP
March 31, 2010 - February 11, 2016
FMV CAPITAL MARKETS, LLC
July 31, 2009 - April 5, 2010
PRIVATE EQUITY SECURITIES, INC.
July 6, 2005 - May 21, 2009
HUNTER WISE SECURITIES, LLC
January 22, 2001 - April 29, 2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2023)
(9/12/2017)
(6/23/2024)
(1/8/2018)
(4/10/2023)
(9/21/2017)
Exams
FINRA
Current Firm
KEYSTONE CAPITAL MARKETS
CRD#: 288767 / SEC#: , 8-69959
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | |
| CAPE ADVISORY GROUP LLC | OWNER | |
| CHIMNEY ROCK ADVISORS LLC | OWNER | |
| CRIMSON CAPITAL LLC | OWNER | |
| DJL CAPITAL, LLC | OWNER | |
| KRAUTHAMER FAMILY TRUST | OWNER | |
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | |
| SELBY CAPITAL ADVISORS LLC | OWNER | |
| STAFFORD PARTNERS, LLC | OWNER | |
| TRIANGLE CAPITAL LLC | OWNER | |
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
Red Flags
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