Lisa R. Keeler
Professional summary
Lisa Robin Keeler, who also goes by Lisa Robin Bryant, Lisa Robin Price, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tyrone, Georgia.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2001. Lisa has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Robin Keeler's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 215 Greencastle Rd, Tyrone, GA 30290September 20, 2019 - January 2, 2021
WOODBURY FINANCIAL SERVICES, INC.
March 14, 2012 - December 31, 2015
CAPE SECURITIES INC.
September 29, 2011 - March 17, 2012
QUESTAR CAPITAL CORPORATION
November 2, 2009 - September 29, 2011
CAPE SECURITIES INC.
May 31, 2007 - November 3, 2009
WOODBURY FINANCIAL SERVICES, INC.
May 2, 2001 - May 31, 2007
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2021)
Exams
Series 6TO
Date: 9/20/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Tyrone, GA 30290TRUST BUT VERIFY
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