DL
Dylan G. Levey
CETERA INVESTMENT ADVISERS LLC
HOOVER, AL 35226
Some features on this profile are disabled
CRD#: 4297808
DL
Professional summary
Dylan Gregory Levey is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hoover, Alabama and CETERA WEALTH SERVICES, LLC located in Hoover, Alabama.
Dylan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dylan has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DIAMOND HEAD BUILDING LLC POSITION: PRESIDENT NATURE: PROFESSIONAL COMMERICAL BUILDING WITH VARIOUS SUITES FOR TENANTS. RENTAL PROPERTY INVESTMENT FOR PASSIVE INCOME. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/29/2023 ADDRESS: 3164 STARLAKE DRIVE, HOOVER AL 35226, United States DESCRIPTION: I AM PURCHASING THE BUILDING TO BE ABLE TO MOVE MY BUSINESS INTO IT. I WILL BE COLLECTING RENT FROM OTHER TENANTS. THIS IS AN ADDITIONAL REAL ESTATE INVESTMENT TO DIVERSIFY MY HOLDINGS. 2)RENTAL PROPERTY; Owner; I own one single family rental house. I collect rent once a month and take care of any repairs.�Have a Personal Umbrella Policy to cover any�unforeseen liabilities.�; NIR; 0; 04/01/2021; 3164 STARLAKE DRIVE HOOVER AL 35226; I am the owner, Contact person.�Renters call me with any questions. I collect rent monthly.� 3)CROSS COUNTRY CONSULTING; MEMBER; PROVIDE HIGHER EDUCATION ESTABLISHMENTS WITH ADVICE FOR WRITING GRANTS FOR GOVTFUNDING FOR HIGHER EDUCATION.�DR. JOYCE LEVEY IS THE ONLY EMPLOYEE. AND THE ONLY PERSON GIVING ANY ADVISE REGARDING GRANTS AND IMPROVING WAYS TO INCREASE HIGHER EDUCATION GOVT MANDATES.**CCC IS CURRENTLY INACTIVE ***; NIR; 0; 02/09/2016; 3164 STARLAKE DRIVE HOOVER AL 35226; PRESIDENT.�OPERATIONAL SUPORT.�**CCC IS CURRENTLY INACTIVE *** 4)TOP MARKET FINANCIAL ADVISORS, LLC; PRESIDENT; RUN ALL OPERATIONAL ACTIVITIES REGARDING BUSINESS.�MARKET AND PROMOTE AVANTAX BROKER DEALER. SERIVES CLIENT'S FINANCIAL NEEDS VIA INVESTMENT PRODUCTS AND INSURANCE SOLUTIONS. PROVIDE FINANCIAL RESOURCES TO CLIENTS TO MEET THEIR FINANCIAL NEEDS.�; IR; 130; 06/24/2021; 4956 VALLEYDALE ROAD BIRMINGHAM AL 35242; RUN ALL OPERATIONAL ACTIVITIES REGARDING BUSINESS. MARKET AND PROMOTE AVANTAX BROKER DEALER. SERIVES CLIENT'S FINANCIAL NEEDS VIA INVESTMENT PRODUCTS AND INSURANCE SOLUTIONS. PROVIDE FINANCIAL RESOURCES TO CLIENTS TO MEET THEIR FINANCIAL NEEDS. MEET WITH CLIENTS VIA PHONE, IN-PERSON, AT BUSINESS ECT.
CRS (Client Relationship Summary) - RIA
Click below to view Dylan Gregory Levey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1957 Hoover Court Suite 210, Hoover, AL 35226RIA
CRD#: 105644
HOOVER, AL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1957 Hoover Court Suite 210, Hoover, AL 35226BD
CRD#: 13572
Hoover, AL
Past
August 3, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Hoover, AL
Past
August 2, 2021 - August 2, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Hoover, AL
Past
August 2, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Hoover, AL
Past
May 16, 2013 - August 2, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
BIRMINGHAM, AL
Past
October 15, 2010 - August 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
BIRMINGHAM, AL
Past
April 7, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
RIA
CRD#: 105564
BIRMINGHAM, AL
Past
May 3, 2007 - March 16, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
RIA
CRD#: 17086
BIRMINGHAM, AL
Past
May 3, 2007 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
Past
January 6, 2004 - February 8, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
RIA
CRD#: 111757
BIRMINGHAM, AL
Past
February 15, 2001 - February 8, 2007
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
December 11, 2000 - January 31, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 11, 2000 - January 31, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
IAR
Alabama(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Indiana(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Mississippi(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hoover, AL 35226TRUST BUT VERIFY
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