Randall D. Teegardin

360 FINANCIAL PARTNERS

Mount Pleasant, SC 29464

CRD#: 4297188

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Professional summary

Randall Dickson Teegardin is a registered financial advisor currently at 360 FINANCIAL PARTNERS, LLC located in Mount Pleasant, South Carolina and STONEX SECURITIES INC. located in Mt. Pleasant, South Carolina.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Randall has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Dickson Teegardin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2014 - Present

360 FINANCIAL PARTNERS, LLC

Office #1: 1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464

RIA

CRD#: 169280

Mount Pleasant, SC

Current

April 28, 2014 - Present

STONEX SECURITIES INC.

Office #1: 1081 Johnnie Dodds Blvd Suite 100, Mt. Pleasant, SC 29464

CRD#: 18456

Mt. Pleasant, SC

Past

May 12, 2011 - April 29, 2014

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

MT. PLEASANT, SC

Past

June 26, 2007 - April 29, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

MT. PLEASANT, SC

Past

February 26, 2001 - June 28, 2007

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

DANIEL ISLAND, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

360 FINANCIAL PARTNERS, LLC

CRD#: 169280 / SEC#: 801-123075

RIA

Registered Investment Advisory firm - (1/19/2022 Approved)

Florida

Registered Investment Advisory firm - (3/17/2022 Terminated)

Georgia

Registered Investment Advisory firm - (3/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (3/25/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/1/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (3/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/17/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(5/19/2016)

California
(10/21/2025)

Florida
(4/28/2014)

Georgia
(4/28/2014)

Illinois
(4/28/2014)

Louisiana
(5/5/2016)

Massachusetts
(4/28/2014)

Michigan
(9/17/2014)

Missouri
(4/28/2014)

Nevada
(1/2/2018)

New York
(4/28/2014)

North Carolina
(11/15/2023)

South Carolina
(4/28/2014)

IAR

South Carolina
(6/30/2014)

Texas
(2/24/2016)

IAR

Texas
(4/7/2016)

Virginia
(4/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/22/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

360 FINANCIAL PARTNERS, LLC

CRD#: 169280 / SEC#: 801-123075

RIA

Registered Investment Advisory firm - (1/19/2022 Approved)

Florida

Registered Investment Advisory firm - (3/17/2022 Terminated)

Georgia

Registered Investment Advisory firm - (3/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (3/25/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/1/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (3/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/17/2022 Terminated)

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Contact information

Main Address

1081 Johnnie Dodds Blvd. Ste 100, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 216-1077

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A: DISCLOSURE BROCHURE (3/6/2026)

Regulatory assets under management

Total Number of Accounts	517
AUM (Assets Under Management)	$ 159,178,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Randall D. Teegardin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Dickson Teegardin's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

360 FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2011

Series 63

Date: 3/22/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2010

Series 6

Date: 2/22/2001

FINRA

Current Firm

360 FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

360 FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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