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ES

Erik Schneiman

STANLEY LAMAN GROUP SECURITIES
Berwyn, PA 19312
Some features on this profile are disabled
CRD#: 4297086
ES

Professional summary


Erik Schneiman, who also goes by Erik Reid Schneiman, is a registered financial professional currently at STANLEY LAMAN GROUP SECURITIES, LLC located in Berwyn, Pennsylvania.

Erik is registered as a RR (Registered Representative) and started their career in finance in 2001. Erik has worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 55, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Erik Reid Schneiman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Erik Schneiman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 11, 2024 - Present

STANLEY LAMAN GROUP SECURITIES, LLC

Office #1: 1235 Westlakes Drive, Suite 295, Berwyn, PA 19312
BD
CRD#: 126160
Berwyn, PA
Past

April 29, 2015 - September 21, 2017

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
WAYNE, PA
Past

January 12, 2012 - September 18, 2012

FUSION ANALYTICS SECURITIES LLC

BD
CRD#: 124245
CORAL SPRINGS, FL
Past

February 9, 2009 - November 14, 2011

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BALA CYNWYD, PA
Past

February 4, 2009 - November 14, 2011

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
BALA CYNWYD, PA
Past

September 17, 2007 - March 20, 2008

B. RILEY & CO., LLC

BD
CRD#: 40355
HAVERFORD, PA
Past

February 13, 2006 - July 31, 2007

RAIT SECURITIES, LLC

BD
CRD#: 136622
PHILADELPHIA, PA
Past

July 12, 2001 - August 2, 2007

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 104002
PHILADELPHIA, PA
Past

January 1, 2001 - July 9, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/17/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/11/2024
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/18/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 31
Date: 1/24/2001
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SL
STANLEY LAMAN GROUP SECURITIES, LLC
STANLEY LAMAN GROUP SECURITIES, LLC

CRD#: 126160 / SEC#: , 8-65856

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1235 Westlakes Drive, Suite 295, Berwyn, PA 19312
Mailing Address
1235 Westlakes Drive, Suite 295, Berwyn, PA 19312
Phone number
(610) 993-9100
Established
Delaware since 04/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STANLEY, WILLIAM GCEO, COO708205
EATON, DAVID CALDWELLMEMBER1682553
LAMAN, JAMES J.CFO, CLO, CCO4379338

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STANLEY LAMAN GROUP SECURITIES, LLC

CRD#: 126160Berwyn, PA 19312

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