Robert F. Snow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Snow, who also goes by Bob Snow, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 10 firms and has passed the Series 65, Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - March 21, 2014
BB&T SECURITIES, LLC
January 2, 2013 - March 21, 2014
BB&T SECURITIES, LLC
January 23, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
January 17, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
July 21, 2003 - January 30, 2006
LEGG MASON WOOD WALKER, INCORPORATED
July 21, 2003 - January 30, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 17, 2003 - August 15, 2003
CREDIT SUISSE SECURITIES (USA) LLC
January 17, 2003 - August 15, 2003
CREDIT SUISSE SECURITIES (USA) LLC
July 26, 2002 - January 17, 2003
PERSHING LLC
November 28, 1994 - January 17, 2003
PERSHING LLC
March 17, 1988 - December 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
February 15, 1988 - April 4, 1988
LEHMAN BROTHERS INC.
February 6, 1974 - February 15, 1988
E. F. HUTTON & COMPANY INC
July 2, 1973 - September 5, 1975
DUPONT WALSTON, INCORPORATED
February 14, 1973 - July 2, 1973
DUPONT GLORE FORGAN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 2/8/1973
Registered Representative ExaminationCurrent Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
