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BG

Brandon F. Grimm

KMG FIDUCIARY PARTNERS
Toledo, OH 43617
Some features on this profile are disabled
CRD#: 4296826
BG

Professional summary

Brandon Fredrick Grimm, AIF®, CLU®, who also goes by Brady F. Grimm, Brandon F. Grimm, is a registered financial advisor currently at KMG FIDUCIARY PARTNERS, LLC located in Toledo, Ohio.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brandon has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brady F. Grimm | Brandon F. Grimm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Fredrick Grimm's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CLU®

Chartered Life Underwriter

Experience

Current

July 18, 2024 - Present

KMG FIDUCIARY PARTNERS, LLC

Office #1: 7530 Kings Pointe Road, Toledo, OH 43617
RIA
CRD#: 298331
Toledo, OH
Past

January 10, 2017 - July 18, 2024

SPC

RIA
CRD#: 110692
Toledo, OH
Past

June 20, 2016 - July 18, 2024

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
Toledo, OH
Past

March 5, 2013 - June 20, 2016

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA
Past

August 31, 2001 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

January 24, 2001 - December 13, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
HOLLAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KMG FIDUCIARY PARTNERS, LLC
BARDOT ADVISORS, LLC | KMG FIDUCIARY PARTNERS, LLC

CRD#: 298331 / SEC#: 801-113981

RIA
Registered Investment Advisory firm - (9/13/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(7/18/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/19/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/15/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/31/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/4/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KF
KMG FIDUCIARY PARTNERS, LLC
BARDOT ADVISORS, LLC | KMG FIDUCIARY PARTNERS, LLC

CRD#: 298331 / SEC#: 801-113981

RIA
Registered Investment Advisory firm - (9/13/2018 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7530 Kings Pointe Road, Toledo, OH 43617
Mailing Address
Phone number
(419) 517-8040
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR KMG FIDUCIARY PARTNERS, LLC (3/19/2026)

Regulatory assets under management

Total Number of Accounts3,934
AUM (Assets Under Management)$ 1,672,631,724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KMG FIDUCIARY PARTNERS, LLC

CRD#: 298331Toledo, OH 43617

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