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MC

Michael A. Carpinello

MADISON GLOBAL PARTNERS LLC
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 4296822
MC

Professional summary

Michael Anthony Carpinello, who also goes by Michael Anthony Carpinello, is a registered financial professional currently at MADISON GLOBAL PARTNERS LLC located in Hauppauge, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 11 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 25 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Anthony Carpinello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Anthony Carpinello's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2025 - Present

MADISON GLOBAL PARTNERS LLC

Office #1: 350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
BD
CRD#: 285406
Hauppauge, NY
Past

May 28, 2023 - February 5, 2025

US CAPITAL GLOBAL SECURITIES, LLC

BD
CRD#: 169544
SAN FRANCISCO, CA
Past

December 22, 2021 - April 25, 2023

R. F. LAFFERTY & CO., INC.

BD
CRD#: 2498
NEW YORK, NY
Past

August 13, 2018 - September 13, 2019

LUCID CAPITAL MARKETS, LLC

BD
CRD#: 140345
New York, NY
Past

October 7, 2016 - August 13, 2018

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ
Past

July 23, 2014 - August 23, 2016

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

July 3, 2012 - February 4, 2014

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

May 29, 2012 - February 4, 2014

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

January 6, 2012 - February 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 9, 2002 - April 8, 2003

APRILANTE & BOMBA, INC.

BD
CRD#: 44809
NEW YORK, NY
Past

October 8, 2001 - August 6, 2002

W.A. CAPITAL MARKETS

BD
CRD#: 6292
NEW YORK, NY
Past

April 20, 2001 - July 31, 2001

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/21/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/2/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 25
Date: 2/21/2002
NYSE Trading Assistant Examination
SRO Registrations
RR
FINRA

Current Firm

MG
MADISON GLOBAL PARTNERS LLC
MADISON GLOBAL PARTNERS LLC

CRD#: 285406 / SEC#: , 8-69839

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Mailing Address
350 Vanderbilt Motor Parkway, Suite 205, Hauppauge, NY 11788
Phone number
(631) 240-4155
Established
New York since 09/28/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MADISON III, LLCDIRECT OWNER
GERDES, ANTON JOSEPH JRCEO/CCO/AMLCO1010083
KAPLAN, DAVID STANLEYMANAGING PARTNER1176065
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON GLOBAL PARTNERS LLC

CRD#: 285406Hauppauge, NY 11788

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